Estes Wealth Strategies
A Financial Partner for Your Life of Possibilities
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Asset Management

A Financial Partner

That Understands Your Needs

 

 
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Asset Management

We Help You Invest for the Future You Desire

As an investor, you have two primary concerns: maximizing returns and minimizing risk. It’s a simple enough equation on paper, but achieving these two objectives in reality requires more than just casual weekend investing in the stock market. At Estes Wealth Strategies, our advisors strive to help you achieve these two objectives—and we view it as a long-term commitment to helping you reach your personal financial goals.

We offer securities through Raymond James Financial Services, Inc., member FINRA/SIPC and an independent broker/dealer.

By choosing the advisors at Estes Wealth Strategies to manage your investments, you benefit from our deep financial expertise, which is informed by decades of experience and our integration of the most current investment research and resources. In delivering these services, four things set us apart:

  • Quality investments. As independent advisors, we are not limited to any one brand or class of investments. This allows us to be picky in selecting quality investments for our clients which we believe provide the best overall value.

  • Uncompromised objectivity. In fee-based accounts*, we get paid a small annual percentage of the assets we manage for clients, which means our interests are completely aligned with yours. When deemed appropriate and in the client’s best interest, we offer commission-based brokerage services. In either scenario, you can trust that we’ll never recommend an investment or strategy unless we truly believe it represents the best value for your portfolio.

  • Cutting-edge research and technology. In forming our investment recommendations, we draw on the best independent investment research available, culled from a variety of respected sources. We also use the latest investment technologies to analyze and model complex portfolio scenarios.

  • Proactive engagement. Asset management is not a passive responsibility. We’re overseeing your investments and looking for opportunities to improve performance. And we’ll meet regularly with you to review the investment strategies to make sure they continue to be aligned with your objectives.

Ultimately, your success is our success. Our entire business is focused on making sure that the investments you have entrusted to our care are working for you—and only you. It’s a privilege and a responsibility we take very seriously.

*In a fee-based account, clients pay a quarterly fee, based on the level of assets in the account, for the services of a financial advisor as part of an advisory relationship. In deciding to pay a fee rather than commissions, clients should understand that the fee may be higher than a commission alternative during periods of lower trading. Advisory fees are in addition to the internal expenses charged by mutual funds and other investment company securities. To the extent that clients intend to hold these securities, the internal expenses should be included when evaluating the costs of a fee-based account. Clients should periodically re-evaluate whether the use of an asset-based fee continues to be appropriate in servicing their needs. A list of additional considerations, as well as the fee schedule, is availale in the firm's Form ADV Part 2 as well as the client agreement.